Business and Personal Finance Dictionary

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• COMPLETION UNDERTAKING - An undertaking either (1) to complete a project so that it meets certain speci...
  
  
• COMPLEX ORDER - Is an order which has multiple requirements. It can contain contingencies, stops, stop ...
  
  
• COMPLEX TRUST - A trust that is to be distinguished from a simple trust in the fact that it permits acc...
  
  
• COMPLEXITY THEORY - The theory that processes with a large number of seemingly independent agents can s...
  
  
• COMPLIANCE - Is the area or the process which has responsibility for firm and employee adherence to the...
  
  
• COMPLIANCE AUDIT - is the review of financial records to determine whether the entity is complying with...
  
  
• COMPLIANCE DEPARTMENT - A department in all organized stock exchanges to ensure that all companies, tra...
  
  
• COMPLIANCE EXAM - an examination of a savings institution to determine how well it is complying with fe...
  
  
• COMPLIANCE LETTER - Required in many municipalities throughout Canada before a property transfer can ta...
  
  
• COMPLIANCE PANEL - is a multi-member committee chartered to investigate conformance to laws, rules or r...