Business and Personal Finance Dictionary

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z 

• REGISTERED EDUCATION SAVINGS PLAN - Education savings plans that grow tax free until a child is ready t...
  
  
• REGISTERED EQUITY MARKET MAKER - Member firm of the American Stock Exchange registered as a trader to m...
  
  
• REGISTERED GENERAL SECURITIES PERSON - See Account Executive. This person is Securities Series 7 licens...
  
  
• REGISTERED INVESTMENT ADVISER - SEC-registered individual or firm that substantiates completion of educ...
  
  
• REGISTERED INVESTMENT ADVISOR (RIA) - Investment advisors who register with the Securities and Exchange...
  
  
• REGISTERED INVESTMENT COMPANY - An investment firm which is registered with the SEC and complies with c...
  
  
• REGISTERED OFFICE - The office named in the articles of incorporation located where the registered agen...
  
  
• REGISTERED OPTIONS PRINCIPAL - Is a person deemed qualified to provide suggestions or recommendations r...
  
  
• REGISTERED OPTIONS TRADER - An American Stock Exchange specialist who monitors a certain group of optio...
  
  
• REGISTERED OWNER - An individual or organization to whom certificates are directly issued and who, as a...