Business and Personal Finance Dictionary

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• BROKER-DEALER - Any person, other than a bank, engaged in the business of buying or selling securities ...
  
  
• BROKER/DEALER - Broker/dealers have a dual financial role. As brokers, they act on buy and sell orders ...
  
  
• BROKERAGE - The business or office of a broker, one who earns a commission or fee for bringing together...
  
  
• BROKERAGE (BROKERED) CD - A certificate of deposit bought through a brokerage. Many brokerages carry a ...
  
  
• BROKERAGE ACCOUNT - To buy and sell securities through a broker/dealer or other financial services firm...
  
  
• BROKERAGE CERTIFICATE OF DEPOSIT (CD) - A large-denomination CD sold by a bank to a brokerage, which th...
  
  
• BROKERAGE COMMISSION - The amount of money your brokerage house would charge for a given transaction (b...
  
  
• BROKERAGE FIRM - Brokerage firms are licensed by the Securities and Exchange Commission (SEC) to buy an...
  
  
• BROKERAGE WINDOW - A 401(k) account that permits its plan participants to buy and sell investments thro...
  
  
• BROKERED CD - A brokered CD is a certificate of deposit sold by a middleman, called a broker. Financial...