Business and Personal Finance Dictionary

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z 

• SERIES 4 - Is the Registered Options Principal Examination (License).See Registered Options Principal, ...
  
  
• SERIES 5 - Is the Interest Rate Options Examination (License).
  
  
• SERIES 52 - Is the Municipal Securities Representative Examination (License).
  
  
• SERIES 53 - Is the Municipal Securities Principal Examination (License).
  
  
• SERIES 62 - Is the Corporate Securities Representative Examination (License).
  
  
• SERIES 63 - Is the Uniform Securities Agent State Law Examination (License).
  
  
• SERIES 7 - Is the Full Registration for the General Securities Examination (License). See Account Execu...
  
  
• SERIES 8 - Can be the SU or General Securities Sales Supervisor Examination (License).
  
  
• SERIES A PREFERRED STOCK - preferred stock issued by a fast growth company in exchange for capital from...
  
  
• SERIES BOND - Bond that may be issued in several series under the same indenture document.