Business and Personal Finance Dictionary

# A B C D E F G H I J K L M N O P Q R S T U V W X Y Z 

• REGISTERED BONDS - bonds for which the names and addresses of the bondholders are kept on file by the i...
  
  
• REGISTERED CHECK - A check issued and guaranteed by a bank for a customer who provides funds for paymen...
  
  
• REGISTERED COMPANY - A company that is listed with the SEC after submission of a required statement and...
  
  
• REGISTERED COMPETITIVE MARKET MAKER - An NASD-registered dealer who acts as a market maker for a design...
  
  
• REGISTERED EDUCATION SAVINGS PLAN - Education savings plans that grow tax free until a child is ready t...
  
  
• REGISTERED EQUITY MARKET MAKER - Member firm of the American Stock Exchange registered as a trader to m...
  
  
• REGISTERED GENERAL SECURITIES PERSON - See Account Executive. This person is Securities Series 7 licens...
  
  
• REGISTERED INVESTMENT ADVISER - SEC-registered individual or firm that substantiates completion of educ...
  
  
• REGISTERED INVESTMENT ADVISOR (RIA) - Investment advisors who register with the Securities and Exchange...
  
  
• REGISTERED INVESTMENT COMPANY - An investment firm which is registered with the SEC and complies with c...